SARAL account opening Form for resident individuals
Change in investment conditions for FPI investments in Government Debt securities
Change in investment conditions / restrictions for FPI investments in Corporate Debt securities
Risk Management Policy at the Depositories
Index based market-wide circuit breaker mechanism
Consultative paper on managing/advising of Offshore Pooled Assets by Local Mutual Fund Managers
Revisiting the capital raising process
Registration for the purpose of Foreign Accounts Tax Compliance Act (FATCA)
Single Registration for Depository Participants
Concept paper on Proposed regulatory framework for issuance of debt securities by Municipalities and the Draft SEBI (Issue and Listing of Debt Securities by Municipality) Regulations, 2015
Re-classification of Promoters as Public
Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure.
Concept paper on Consolidation and Reissuance in Corporate Bond Market
Issuance of partly paid shares and warrants by Indian companies
Modification to Offer for Sale (OFS) of Shares through stock exchange mechanism
Conditions for issuance of Offshore Derivative Instruments under SEBI (Foreign Portfolio Investor) Regulations, 2014
Consolidated Account Statement (CAS) for all securities assets
Consultative Paper on Proposed Amendments to FVCI Regulations
Revision of proprietary position limits of non-bank stock brokers for currency derivatives contracts
Modification of client codes of non-institutional trades executed on stock exchanges (All Segments)
Single registration for Stock Brokers & Clearing Members
Clarification on Government Debt Investment Limits
Modification to Investor Protection Fund (IPF) / Customer Protection Fund (CPF) Guidelines
Establishment of Connectivity with both depositories NSDL and CDSL ? Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement
Position Limits for Mutual Funds in 10-year Interest Rate Futures (IRF)
Increasing the investment bucket for anchor investor and regulations concerning the preferential issue norms
Information regarding Grievance Redressal Mechanism
Core Settlement Guarantee Fund, Default Waterfall and Stress Test
Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations)
Discussion Paper on review of Clause 36 and related Clauses of Equity Listing Agreement
Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism
Concept Paper on A Standardized Term Sheet for Securitization Transactions; Rationalization & Enhancement of Responsibilities of Securitization Trustees'
Monitoring of Compliance by Stock Exchanges
Clarification on position limits of domestic institutional investors for currency derivatives contracts
Change in Government Debt Investment Limits
Clarification and extension of deadline with respect to circular on Guidelines on disclosures, reporting and clarifications under AIF Regulations
Draft SEBI (Infrastructure Investment Trusts) Regulations, 2014
RBI issues Instructions for Flexible Loan Structuring; Gives Incentives to raise Long Term Bonds for Infrastructure Financing
Delivery Instruction Slip (DIS) Issuance and Processing
Dispatch of physical Statements to BOs having Zero Balance and Nil Transactions
Inter-Governmental Agreement with United States of America under Foreign Accounts Tax Compliance Act - Registration
Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999
Participation of FPIs in the Currency Derivatives segment and Position limits for currency derivatives contracts
Circular on Minimum Assets under Management (AUM) of Debt Oriented Schemes
Guidelines on disclosures, reporting and clarifications under AIF Regulations
Circular on Investments by FPIs in Non-Convertible / Redeemable preference shares or debentures of Indian Companies
Base Issue Size, Minimum Subscription, Retention of Over-Subscription Limit and further disclosures in the Prospectus for Public Issue of Debt securities
Consultation Paper on Crowdfunding in India
Know Your Client (KYC) requirements for Foreign Portfolio Investors (FPIs)
Review of the Securities Lending and Borrowing (SLB) Framework
Companies exclusively listed on De-recognized/Non-operational Stock Exchanges
Circular on Mutual Funds
Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014
Discussion Paper on `Review of Delisting Regulations`
Approach paper on draft SEBI (Listing Obligations and Disclosure Requirements) Regulations
Report of the Working Group on Resolution Regime for Financial Institutions
Circular on Infrastructure facilities and submission of periodic reports
Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments
Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement
Margins for USD-INR contracts
Master Circular for Depositories
Disclosures pertaining to Assets Under Management
Commencement of Foreign Portfolio Investor (FPI) Regime
Format for Auditors` Certificate required under Clause 24(i) of the Equity Listing Agreement
Enhancing disclosures, investor education & awareness campaign, developing alternative distribution channels for Mutual Fund products, etc.
Reporting of OTC trades in Corporate Bonds on Trade Reporting Platforms of stock Exchanges
Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities Market Intermediaries under the Prevention of Moneylaundering Act, 2002 and Rules framed there under
Discussion Paper on ``Monitoring Agency Report and Related Disclosures``
Discussion Paper on ``Annual Information Memorandum``
FII/QFI investments in Commercial Papers
Safeguards to avoid trading disruption in case of failure of software vendor
Safeguards to avoid trading disruption in case of failure of software vendor
Testing of software used in or related to Trading and Risk Management
Guidelines for inspection of Depository Participants (DPs) by Depositories
Individual scrip wise price bands on non-F&O eligible scrip's in Index Derivatives
SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2014
SEBI (Issue and Listing of Debt Securities) (Amendment) Regulations, 2014
Change in Government Debt Investment Limits
Information Technology (IT) Governance for Depositories
Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
FII Position Limits in Exchange Traded Interest Rate Futures (IRF)
Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
SEBI (Procedure for Search and Seizure) Regulations, 2014
SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2014
SEBI (Collective Investment Schemes) (Amendment) Regulations, 2014
SEBI (Investor Protection and Education fund) (Amendment) Regulations, 2014
Operational Guidelines for Designated Depository Participants
SEBI (Foreign Portfolio Investors) Regulations, 2014
Delivery Instruction Slip (DIS) Issuance and Processing
Reporting of Trades in Securitised Debt Instruments in Trade Reporting Platforms and Clearing and Settlement of trades in Securitised Debt Instruments through Clearing Corporations
Know your client requirements
Consultation Paper on Infrastructure Investment Trusts
Rationalization of Periodic Call Auction for Illiquid Scrips
Declaration and Undertaking regarding PCC, MCV or equivalent structure by FIIs
Deposit Requirements for members of the Debt Segment
Report of the High Level Committee to review the Insider Trading Regulations
Exchange Traded Cash Settled Interest Rate Futures (IRF) on 10-Year Government of India Security
Simplification of demat account opening process
Illustrative format of Statement of Assets & Liabilities in SEBI (ICDR) Regulations, 2009
Consultation Paper on Proposed Regulation of Research Analysts
Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999
Circular on Infrastructure Debt Fund
Circular on Investments by FIIs/QFIs in Credit Enhanced Bonds
Discussion Paper on Proposals for allowing certain class of companies to file shelf prospectus for public issuance of non-convertible debt securities - Paper seeking public comments
Discussion Paper on 'Review of guidelines governing stock related employee benefit schemes'
Circular on Compliance with the provisions of Equity Listing Agreement by listed companies - Monitoring by Stock Exchanges
Discussion Paper on Draft Regulations -SEBI (Procedure for Search and Seizure) Regulations, 2013, for public comments
Annual System Audit of Stock Brokers / Trading Members
Issues pertaining to primary issuance of debt securities
Disclosure of Investor Complaints on websites of Stock Exchanges
Standardisation and Simplification of Procedures for Transmission of Securities
Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer
General Information Document for investing in IPOs
Centralized database for Corporate Bonds/ Debentures
Formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations)
Gold Exchange Traded Fund Scheme (Gold ETFs) and Gold Deposit Scheme (GDS) of Banks
Consultation paper on draft SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2013
Discussion Paper on SEBI (Real Estate Investment Trusts) Regulations, 2013
Discussion Paper on 'Review of policy for trade cancellation / annulment'
Know Your Client Requirements
Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure
Amendment to bye-laws of recognised stock exchanges with respect to non-compliance of certain listing conditions and adopting Standard Operating Procedure for suspension and revocation of trading of shares of listed entities for such non compliances
Simplification of registration requirements for Stock Brokers
Unlisted Indian Companies allowed on a pilot basis for a period of two years to list and raise capital abroad without the requirement of prior or subsequent listing in India
Investor Grievance Redressal Mechanism
Arbitration Mechanism in Stock Exchanges
Formats for filing reports in terms of regulations 15 (i) and 20 (j) of SEBI (Buy Back of Securities) Regulations, 1998
Debt Allocation Mechanism for FII/QFI - Government debt securities
Know Your Client Requirements for Eligible Foreign Investors
Risk Management Framework for Dedicated Debt Segment on Stock Exchanges
Circular on Principles of Financial Market Infrastructures (PFMIs)
Index based market-wide circuit breaker mechanism
Guidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees
General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market
Discussion Paper on Revision of Clause 41 of Equity Listing Agreement
Testing of software used in or related to Trading and Risk Management
Investment by Qualified Foreign Investors (QFIs) in `to be listed` Indian Corporate Debt Securities
Application for change in category of the Alternative Investment Fund
Utilisation period for government debt limits
Operational, Prudential and Reporting Norms for Alternative Investment Funds (AIFs)
Decisions taken on FDI in the meeting chaired by the Prime Minister
FII/ QFI Investments in Security Receipts
Modification of Positition Limits and increasing margins in the Currency Derivative Segment
Arbitration Mechanism in Stock Exchanges - jurisdiction
Arbitration Mechanism in Stock Exchanges - Investor Service Centres
Report of the Committee on Rationalisation of Investment Routes and Monitoring of Foreign Portfolio Investments
Enhancement of Foreign Investment limit in Government debt
Submission of Report of Committee on Rationalisation of Investment Routes and Monitoring of Foreign Portfolio Investments
Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Notification- Constitution of a Standing Council of Experts to assess and make recommendations regarding the international competitiveness of the Indian Financial Sector, as announced
Press Release- Comments invited on FSLRC (Financial Sector Legislative Reforms Commission) Report
Clarification on SEBI's Circular dated August 13, 2012 providing for the "Manner of Dealing with Audit Reports filed by Listed Companies
Review of the Securities Lending and Borrowing (SLB) framework
Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism
Press Release SEBI (Investment Advisers) Regulations, 2013
Scheme of Arrangement under the Companies Act, 1956 Revised requirements for the Stock Exchanges and Listed Companies - Clarification
Broad Guidelines on Algorithmic Trading
SEBI Circular No. CIR/CFD/DIL/3/2013 dated January 17, 2013 - Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement- Clarification
Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular on Infrastructure Debt Fund
Redress of investor grievances through SEBI Complaints Redress System
Format for providing inputs / suggestions on the SEBI (Prohibition of Insider Trading) Regulations, 1992
Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Rationalisation of Debt Limits
Amendment to SEBI {(Know Your Client) Registration Agency} Regulations, 2011 and relevant circulars
Usage of electronic payment modes for making cash payments to the investors
Corporate bonds and Government securities as collateral
Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators
Product labeling in Mutual Funds
Debts of infrastructure projects being implemented under PPP mode and having model concession agreements to be treated as secured lending
Discussion Paper on Risk Management? Safer Markets for Investors
Sharing of information regarding issuer companies between Debenture Trustees and Credit Rating Agencies
Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Guidelines for Enabling Partial Two-Way Fungibility of Indian Depository Receipts (IDRs)
Gold Exchange Traded Fund Scheme (Gold ETFs) - Investment in Gold Deposit Scheme (GDS) of Banks
Introduction of Periodic Call Auction for Illiquid Scrips and Extension of Pre-Open Session to all Scrips
Liquidity Enhancement Schemes for Illiquid Securities in Equity Cash market
Increase in FII debt limit for Government and Corporate Debt category
Time Period for initial offering and allotment of units of Mutual Fund Scheme eligible under Rajiv Gandhi Equity Savings Scheme, 2012 (RGESS)
Scheme of Arrangement under the Companies Act, 1956 Revised requirements for the Stock Exchanges and Listed Companies
Broad Guidelines on Algorithmic Trading
Prior approval of the commission for relaxation of daily price limit beyond the maximum limit in the internationally referenceble contracts
Charging of Arbitration Fees from Clients
Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism
Guidelines for providing dedicated Debt Segment on Stock Exchanges
Guidelines on Identification of Beneficial Ownership
Application Supported by Blocked Amount (ASBA) facility
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
SMS and Email alert facility to clients
Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement
Rationalisation process for obtaining PAN by Investors
Fortnightly distribution of data