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Capital Markets

FICCI Sector header

The Capital Markets Committee has been set with the aim to ensure development of a healthy and vibrant Indian Capital Market. This Committee interacts with SEBI, Ministry of Finance and RBI at regular intervals to discuss and debate various policies and regulations impacting the sector.



The Capital Markets Committee has been set with the aim to ensure development of a healthy and vibrant Indian Capital Market. This Committee interacts with SEBI, Ministry of Finance and RBI at regular intervals to discuss and debate various policies and regulations impacting the sector. The committee organizes an annual Convention on Capital Markets viz. "CAPAM" which aims at analyzing the present condition of India's capital market in the global setting and lays down a road map to improve its depth, reach and efficiency.

Team Leader

Abha Seth

Senior Director
2024
Dec
Event

Virtual session on Green Finance for MSME

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Aug
Press Release

SEBI to Unveil 'Demystified' IPO Process in Tech-Driven Market Overhaul

Study
FICCI Study:The Experts' Voice: A compendium of articles 2024

The Experts' Voice: A compendium of articles 2024

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Event
FICCI Events:

21st Annual Capital Markets Conference - #CAPAM 2024

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2023
Nov
Event
FICCI Events:

CAPAM 2023

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Oct
Press Release

Apex Business Chambers thank SEBI for extending the timeline for implementation of regulation relating to verification of market rumors by listed companies

2022
Sep
Press Release

Fully committed to safeguard interests of minority shareholders: Tuhin Kanta Pandey, Secretary, DIPAM

Press Release

Trust, transparency & disclosure key imperatives for capital markets: SEBI Chairperson

Study
FICCI Study:The Experts' Voice: A compendium of articles<br> Amrit Kaal: Roadmap for Capital Markets for India's Century

The Experts' Voice: A compendium of articles<br> Amrit Kaal: Roadmap for Capital Markets for India's Century

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Event
FICCI Events:

19th Annual Capital Markets Conference - CAPAM 2022

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Mar
Press Release

Momentous to have a 'Chairperson' at the helm of a prestigious institution: FICCI

Feb
Press Release

FICCI welcomes SEBI's decision on separation of CMD Position

2021
Nov
Event
FICCI Events:

Emergence of GIFT-IFSC as world class FinTech Hub

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Aug
Press Release

GIFT-IFSC poised to emerge as a leading fund destination for both Indian and foreign centric funds: Executive Director, IFSCA

Event
FICCI Events:

Digital Roadshow on Opportunities for Fund Industry in GIFT IFSC

Explore
Jul
Press Release

This decade will be a decade of high growth rate for India: Chief Economic Adviser, Ministry of Finance

Press Release

Aadhaar has empowered people and helped in the disbursement of entitlement-based delivery of services: CEO, UIDAI

Press Release

Capital markets to play bigger role in funding economic growth: SEBI Chairman

Press Release

Fiscal resources and reforms need to be balanced: Tuhin Kanta Pandey, Secretary, DIPAM, Ministry of Finance

Event
FICCI Events:

18th Annual Capital Market Conference - CAPAM 2021

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Press Release

FICCI 'CAPAM 2021' to focus on Beyond India@75

2020
Press Release

Govt ready with incentives and development schemes to boost manufacturing in India: Secretary, DEA

Press Release

GST rates can be reduced further as tax base increases: Finance Secretary

Press Release

To achieve global scale, Indian banking sector needs to implement Fintech: Chief Economic Adviser

Press Release

Privatization will bring actual value to Indian Economy: Secretary, DIPAM

Press Release

G-Secs should be issued in demat form for new retail investors: SEBI Chairman

Study
FICCI Study:The Experts' Voice: A compendium of articles

The Experts' Voice: A compendium of articles

Explore
Study
FICCI Study:Women on Boards in India

Women on Boards in India

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Event
FICCI Events:

CAPAM 2020

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2019
Sep
Study
FICCI Study:The Experts` voice

The Experts` voice

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Event
FICCI Events:

#CAPAM2019

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Mar
Press Release

SEBI assures of all steps to deepen commodity derivatives market; Education and awareness key to promote participation: S K Mohanty, Whole Time Member, SEBI

Feb
Event
FICCI Events:

Institutional Participation - Ushering a New Era in Commodity Derivatives Market

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2018
Sep
Press Release

As the market grows, we need greater governance norms to keep the faith and trust of investors: SEBI Chairman Ajay Tyagi

Study
FICCI Study:#CAPAM2018 "Blueprint for Capital Market in New India 2022" The Experts' Voice - A compendium of articles

#CAPAM2018 "Blueprint for Capital Market in New India 2022" The Experts' Voice - A compendium of articles

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Event
FICCI Events:

15th Annual Capital Market Conference #CAPAM2018

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2017
Event

Conference on 'Institutional Participation in Commodity Derivative Markets'

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Press Release

Market&#8208;based financing supplement to bank financing: SEBI chief Ajay Tyagi

Study
FICCI Study:14th Annual Capital Market Conference – CAPAM 2017: The Experts' Voice

14th Annual Capital Market Conference – CAPAM 2017: The Experts' Voice

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Event
FICCI Events:

14th Annual Capital Markets Conference - CAPAM 2017

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2016
Oct
Study
FICCI Study:13th Annual Capital Market Conference – CAPAM 2016: The Experts' Voice

13th Annual Capital Market Conference – CAPAM 2016: The Experts' Voice

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Event

CAPAM 2016: 13th Annual Capital Market Conference

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2015
Study
FICCI Study:CAPAM Knowledge Papre: The Experts' Voice - A compendium of articles

CAPAM Knowledge Papre: The Experts' Voice - A compendium of articles

Explore
Event
FICCI Events:

CAPAM 2015

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May
Event
FICCI Events:

Roundtable Discussion on Draft Gold Monetization Scheme

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2014
Oct
Study
FICCI Study:CAPAM 2014: The Experts' Voice

CAPAM 2014: The Experts' Voice

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Event
FICCI Events: (LtoR) Ms. Naina Lal Kidwai, Immediate Past President, FICCI and Chairman- India, HSBC and Executive Director, HSBC Asia Pacific; Mr. U.K. Sinha, Chairman, Securities and Exchange Board of India; Mr. Sunil Sanghai, Chairman, FICCI Capital Markets Committee and MD & Head- Banking, India, HSBC; Mr. Anup Bagchi, Co-Chair, FICCI’s Capital Markets Committee and MD & CEO, ICICI Securities Ltd.

CAPAM 2014

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2013
Nov
Study
FICCI Study:Capital Markets- The Changing Regulatory Paradigm & the Road Ahead

Capital Markets- The Changing Regulatory Paradigm & the Road Ahead

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Event
FICCI Events:

FICCI's Annual Capital Markets Conference - CAPAM 2013

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Aug
Press Release

Naina Lal Kidwai on the Free Fall in Markets Today

2012
Oct
Study
FICCI Study:Knowledge Paper: Developing Indian Capital Markets - The Way Forward

Knowledge Paper: Developing Indian Capital Markets - The Way Forward

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Event
FICCI Events:

FICCI CAPAM 2012

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Jun
Press Release

FICCI's Reaction to IIP Data for April 2012

Event
FICCI Events:

Interactive Meeting with Mr. R. Gopalan, then Secretary-Economic Affairs, Ministry of Finance

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Apr
Event
FICCI Events:

Interactive Meeting with Mr. U. K. Sinha, Chairman, SEBI

Explore
Feb
Event
FICCI Events:

FICCI-ANMI Roundtable on ‘Revival of Indian Capital Market’

Explore
2011
Sep
Event
FICCI Events:

FICCI-CAPAM

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Sector header

Past Events

Archive
FICCI Past Event: Virtual session on Green Finance for MSME

Virtual session on Green Finance for MSME

Dec 20, 2024, Virtual Platform, 3:30 PM - 4:30 PM
FICCI Past Event: 21st Annual Capital Markets Conference - #CAPAM 2024

21st Annual Capital Markets Conference - #CAPAM 2024

Aug 02, 2024, Mumbai, 9:00 AM - 05:00 PM
FICCI Past Event: CAPAM 2023

CAPAM 2023

Nov 16, 2023, Mumbai
FICCI Past Event: 19th Annual Capital Markets Conference - CAPAM 2022

19th Annual Capital Markets Conference - CAPAM 2022

Sep 13, 2022, Mumbai
FICCI Past Event: Masterclass on SEBI Framework on RPT & PIT Postponed

Masterclass on SEBI Framework on RPT & PIT Postponed

Sep 08, 2022, Virtual Platform
FICCI Past Event: FICCI-GRMI Masterclass Series on De-Risking Strategy (postponed)

FICCI-GRMI Masterclass Series on De-Risking Strategy (postponed)

Jun 17, 2022,
FICCI Past Event: FICCI-GRMI Masterclass Series on De-Risking Strategy (postponed)

FICCI-GRMI Masterclass Series on De-Risking Strategy (postponed)

Jun 10, 2022,
FICCI Past Event: 7th International Conference on Pharmaceutical & Medical Device Sector

7th International Conference on Pharmaceutical & Medical Device Sector

Apr 25, 2022, Dr. Ambedkar International Centre, Janpath, New Delhi
FICCI Past Event: Emergence of GIFT-IFSC as world class FinTech Hub

Emergence of GIFT-IFSC as world class FinTech Hub

Nov 23, 2021, Virtual Platform, 1600-1730 Hrs (IST)
FICCI Past Event: Digital Roadshow on Opportunities for Fund Industry in GIFT IFSC

Digital Roadshow on Opportunities for Fund Industry in GIFT IFSC

Aug 26, 2021, Virtual Platform
FICCI Past Event: 18th Annual Capital Market Conference - CAPAM 2021

18th Annual Capital Market Conference - CAPAM 2021

Jul 28, 2021, Virtual Platform
FICCI Past Event: Partners for growth: Unlocking sustainable and climate-resilient infrastructure opportunities between the UK and India

Partners for growth: Unlocking sustainable and climate-resilient infrastructure opportunities between the UK and India

Mar 04, 2021, Virtual Platform, Thursday 4 March 9.30am - 12.30pm GMT / 3.00pm - 6.00pm IST
FICCI Past Event: Kerala Bamboo Fest 2021

Kerala Bamboo Fest 2021

Feb 16, 2021, Virtual Platform
FICCI Past Event: 6th India Industry Water Conclave and 8th Edition of FICCI Water Awards

6th India Industry Water Conclave and 8th Edition of FICCI Water Awards

Feb 16, 2021, Virtual Platform
FICCI Past Event: '2nd Edition of FICCI Seminar on Value of Play Toys and Games in the New Normal Scenario

'2nd Edition of FICCI Seminar on Value of Play Toys and Games in the New Normal Scenario

Feb 12, 2021, Virtual Platform
FICCI Past Event: 5th VAIGA 2021

5th VAIGA 2021

Feb 10, 2021, Virtual Platform
FICCI Past Event: 3rd edition of FICCI Summit & Awards for Agri Start-Ups

3rd edition of FICCI Summit & Awards for Agri Start-Ups

Feb 09, 2021, Virtual Platform
FICCI Past Event: Future of Rail Transport: 3rd edition of Smart Railways Conclave

Future of Rail Transport: 3rd edition of Smart Railways Conclave

Jan 28, 2021, Virtual Platform
FICCI Past Event: 4th Smart Cities Summit: The Future of Urban Transformation

4th Smart Cities Summit: The Future of Urban Transformation

Jan 21, 2021, Virtual Platform
FICCI Past Event: MASCRADE 2021: Impact of Counterfeiting and Smuggling on Personal Health and Safety

MASCRADE 2021: Impact of Counterfeiting and Smuggling on Personal Health and Safety

Jan 21, 2021, Virtual Platform
FICCI Past Event: 1st Virtual Processed Food Research & Development Expo (VPFRDE)

1st Virtual Processed Food Research & Development Expo (VPFRDE)

Jan 20, 2021, Virtual Platform
FICCI Past Event: Making India Self Reliant in Aerospace Manufacturing

Making India Self Reliant in Aerospace Manufacturing

Jan 07, 2021, Virtual Platform
FICCI Past Event: TURF 2020: 10th Global Sports Summit - International Convention on Business of Sports & Fitness

TURF 2020: 10th Global Sports Summit - International Convention on Business of Sports & Fitness

Dec 08, 2020, Virtual Platform
FICCI Past Event: Virtual national Conference on Enhancing Export competitiveness of Spices

Virtual national Conference on Enhancing Export competitiveness of Spices

Dec 01, 2020, Virtual national Conference on Enhancing Export competitiveness of Spices
FICCI Past Event: Virtual Footwear and Leather Expo 2020 postponed

Virtual Footwear and Leather Expo 2020 postponed

Nov 30, 2020, Virtual Platform
FICCI Past Event: Fast Track Digital Series

Fast Track Digital Series

Nov 25, 2020, Virtual Platform
FICCI Past Event: Global R&D Summit 2020

Global R&D Summit 2020

Nov 25, 2020, Virtual Platform
FICCI Past Event: 34th CACCI Annual Conference

34th CACCI Annual Conference

Oct 30, 2020, Virtual Platform, 11:30 AM - 01:30 PM
FICCI Past Event: CAPAM 2020

CAPAM 2020

Jul 22, 2020, Virtual Platform, 09:30 AM - 01:30 PM
FICCI Past Event: #CAPAM2019

#CAPAM2019

Sep 26, 2019, Mumbai, Maharashtra
FICCI Past Event: Institutional Participation - Ushering a New Era in Commodity Derivatives Market

Institutional Participation - Ushering a New Era in Commodity Derivatives Market

Feb 28, 2019, Mumbai, Maharashtra
FICCI Past Event: 15th Annual Capital Market Conference #CAPAM2018

15th Annual Capital Market Conference #CAPAM2018

Sep 11, 2018, Mumbai, Maharashtra
FICCI Past Event: Conference on 'Institutional Participation in Commodity Derivative Markets'

Conference on 'Institutional Participation in Commodity Derivative Markets'

Sep 26, 2017, Mumbai
FICCI Past Event: 14th Annual Capital Markets Conference - CAPAM 2017

14th Annual Capital Markets Conference - CAPAM 2017

Sep 06, 2017, Trident, Nariman Point, Mumbai
FICCI Past Event: CAPAM 2016: 13th Annual Capital Market Conference

CAPAM 2016: 13th Annual Capital Market Conference

Oct 04, 2016, Mumbai
FICCI Past Event: CAPAM 2015

CAPAM 2015

Oct 27, 2015, Mumbai
FICCI Past Event: Roundtable Discussion on Draft Gold Monetization Scheme

Roundtable Discussion on Draft Gold Monetization Scheme

May 28, 2015, FICCI, New Delhi
FICCI Past Event: CAPAM 2014

CAPAM 2014

Oct 08, 2014, Hotel Trident, Nariman Point, Mumbai
FICCI Past Event: FICCI's Annual Capital Markets Conference - CAPAM 2013

FICCI's Annual Capital Markets Conference - CAPAM 2013

Nov 15, 2013, Hotel ITC Grand Central, Parel, Mumbai
FICCI Past Event: FICCI CAPAM 2012

FICCI CAPAM 2012

Oct 12, 2012, Hotel Taj Mahal Palace, Mumbai
FICCI Past Event: Interactive Meeting with Mr. R. Gopalan, then Secretary-Economic Affairs, Ministry of Finance

Interactive Meeting with Mr. R. Gopalan, then Secretary-Economic Affairs, Ministry of Finance

Jun 06, 2012, New Delhi
FICCI Past Event: Interactive Meeting with Mr. U. K. Sinha, Chairman, SEBI

Interactive Meeting with Mr. U. K. Sinha, Chairman, SEBI

Apr 10, 2012, Mumbai
FICCI Past Event: FICCI-ANMI Roundtable on ‘Revival of Indian Capital Market’

FICCI-ANMI Roundtable on ‘Revival of Indian Capital Market’

Feb 22, 2012, New Delhi
FICCI Past Event: FICCI-CAPAM

FICCI-CAPAM

Sep 07, 2011, Hotel Trident, Nariman Point, Mumbai

Chair / Co-Chair

Chair

FICCI Chair Cochair: Mr. Sunil Sanghai

Mr. Sunil Sanghai

Founder & CEO
NovaaOne Capital Pvt Ltd

Co-Chair

FICCI Chair Cochair: Mr. Utpal Sheth

Mr. Utpal Sheth

CEO
RARE Enterprises

Co-Chair

FICCI Chair Cochair: Ms. Radhika Gupta

Ms. Radhika Gupta

MD & CEO
Edelweiss Asset Management Ltd.

Co-Chair

FICCI Chair Cochair: Mr Vijay Chandok

Mr Vijay Chandok

MD & CEO
ICICI Securities

Resources

SEBI Circular: Industry Standards on 'Minimum information to be provided for review of audit committee and shareholders for approval of RPTs'

Standards for Minimum Information to be provided for RPT Approval

SEBI Circular dated 20th December 2024 on Industry Standards on Reporting of BRSR Core

Industry Standards Note on Business Responsibility and Sustainability Report (BRSR) Core

Annexure I - Draft Carbon Accounting Proxy (CAP) Methodology

Market Rumours Amendment - SEBI Guidance Note

Media Coverage

The New Indian Express |

Industry bodies to set standards of rules: Sebi

The New Indian Express |

Need to demerge land for PSU sale: Pandey

The Economic Times |

Enhanced disclosures for F&O in the works: Sebi

The Times of India |

Sebi to look at price gaps before & at IPO

The New Indian Express |

Sebi has no role in IPO pricing: Chairperson

The Telegraph Online |

Sebi will not interfere in IPO pricing

The Hindu Business Line |

F&O trade: SEBI mulling new risk disclosure norms

The Telegraph |

Sebi yields on plan to split top posts

The Economic Times |

Gift City can be a real gift

Hindustan Times |

Sebi to ease norms for investor-backed firms

Hindustan Times |

Limit China FDI to 25%, says DEA

The Indian Express |

No direct monetisation plan yet: DEA Secy

The Free Press Journal |

Government rules out FAQ on Equalisation levy

The Telegraph |

Lockdown: Delays likely in PSU selloff

Business Today |

June records 78% jump in UPI transactions

SocialNews.xyz |

Banking sector woes impacting growth: CEA

Finance Khabar |

Banking sector woes impacting growth: CEA

Telangana Today |

Banking sector woes impacting growth: CEA

Morung Express |

Banking sector woes impacting growth: CEA

Millennium Post |

Banking sector woes impacting growth: CEA

Asian Lite International |

India gears up to become $5 trillion economy

The New Indian Express |

Sebi extends deadline to April 2022 to split CMD post

The Hindu Business Line |

MFs, PMS in commodity derivatives soon: SEBI

The Free Press Journal |

Sebi pitches for bigger, cleaner, safer markets

The Hindu Business Line |

We're for ensuring clean, safe markets: SEBI chief

The Times of India |

Sebi chief calls for high standards of governance

The Economic Times |

Expect more Sebi action for a safer market: Tyagi

The Economic Times |

IBBI working on group insolvency norms: MS Sahoo

Business Standard |

Sebi calls for bigger, cleaner & safer markets

The Times of India |

Sebi seeks woman director on its board

The Asian Age |

MF products will get simpler: SEBI

The Economic Times |

Sebi to bring in stricter Disclosure Norms

Asian Age |

Sebi plans detailed guidelines

Hindustan Times |

SEBI calls for lower costs

The Financial Express |

Sebi may police MF distributors

Financial Chronicle |

Sebi to enforce discipline among fund distributors

Asian Age |

FICCI sops for capital goods

The Economic Times |

Commexes seek CTT burial

Government Papers

SARAL account opening Form for resident individuals

Change in investment conditions for FPI investments in Government Debt securities

Change in investment conditions / restrictions for FPI investments in Corporate Debt securities

Risk Management Policy at the Depositories

Index based market-wide circuit breaker mechanism

Consultative paper on managing/advising of Offshore Pooled Assets by Local Mutual Fund Managers

Revisiting the capital raising process

Registration for the purpose of Foreign Accounts Tax Compliance Act (FATCA)

Single Registration for Depository Participants

Concept paper on Proposed regulatory framework for issuance of debt securities by Municipalities and the Draft SEBI (Issue and Listing of Debt Securities by Municipality) Regulations, 2015

Re-classification of Promoters as Public

Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure.

Concept paper on Consolidation and Reissuance in Corporate Bond Market

Issuance of partly paid shares and warrants by Indian companies

Modification to Offer for Sale (OFS) of Shares through stock exchange mechanism

Conditions for issuance of Offshore Derivative Instruments under SEBI (Foreign Portfolio Investor) Regulations, 2014

Consolidated Account Statement (CAS) for all securities assets

Consultative Paper on Proposed Amendments to FVCI Regulations

Revision of proprietary position limits of non-bank stock brokers for currency derivatives contracts

Modification of client codes of non-institutional trades executed on stock exchanges (All Segments)

Single registration for Stock Brokers & Clearing Members

Clarification on Government Debt Investment Limits

Modification to Investor Protection Fund (IPF) / Customer Protection Fund (CPF) Guidelines

Establishment of Connectivity with both depositories NSDL and CDSL ? Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement

Position Limits for Mutual Funds in 10-year Interest Rate Futures (IRF)

Increasing the investment bucket for anchor investor and regulations concerning the preferential issue norms

Information regarding Grievance Redressal Mechanism

Core Settlement Guarantee Fund, Default Waterfall and Stress Test

Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations)

Discussion Paper on review of Clause 36 and related Clauses of Equity Listing Agreement

Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism

Concept Paper on A Standardized Term Sheet for Securitization Transactions; Rationalization & Enhancement of Responsibilities of Securitization Trustees'

Monitoring of Compliance by Stock Exchanges

Clarification on position limits of domestic institutional investors for currency derivatives contracts

Change in Government Debt Investment Limits

Clarification and extension of deadline with respect to circular on Guidelines on disclosures, reporting and clarifications under AIF Regulations

Draft SEBI (Infrastructure Investment Trusts) Regulations, 2014

RBI issues Instructions for Flexible Loan Structuring; Gives Incentives to raise Long Term Bonds for Infrastructure Financing

Delivery Instruction Slip (DIS) Issuance and Processing

Dispatch of physical Statements to BOs having Zero Balance and Nil Transactions

Inter-Governmental Agreement with United States of America under Foreign Accounts Tax Compliance Act - Registration

Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999

Participation of FPIs in the Currency Derivatives segment and Position limits for currency derivatives contracts

Circular on Minimum Assets under Management (AUM) of Debt Oriented Schemes

Guidelines on disclosures, reporting and clarifications under AIF Regulations

Circular on Investments by FPIs in Non-Convertible / Redeemable preference shares or debentures of Indian Companies

Base Issue Size, Minimum Subscription, Retention of Over-Subscription Limit and further disclosures in the Prospectus for Public Issue of Debt securities

Consultation Paper on Crowdfunding in India

Know Your Client (KYC) requirements for Foreign Portfolio Investors (FPIs)

Review of the Securities Lending and Borrowing (SLB) Framework

Companies exclusively listed on De-recognized/Non-operational Stock Exchanges

Circular on Mutual Funds

Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014

Discussion Paper on `Review of Delisting Regulations`

Approach paper on draft SEBI (Listing Obligations and Disclosure Requirements) Regulations

Report of the Working Group on Resolution Regime for Financial Institutions

Circular on Infrastructure facilities and submission of periodic reports

Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments

Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement

Margins for USD-INR contracts

Master Circular for Depositories

Disclosures pertaining to Assets Under Management

Commencement of Foreign Portfolio Investor (FPI) Regime

Format for Auditors` Certificate required under Clause 24(i) of the Equity Listing Agreement

Enhancing disclosures, investor education & awareness campaign, developing alternative distribution channels for Mutual Fund products, etc.

Reporting of OTC trades in Corporate Bonds on Trade Reporting Platforms of stock Exchanges

Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities Market Intermediaries under the Prevention of Moneylaundering Act, 2002 and Rules framed there under

Discussion Paper on ``Monitoring Agency Report and Related Disclosures``

Discussion Paper on ``Annual Information Memorandum``

FII/QFI investments in Commercial Papers

Safeguards to avoid trading disruption in case of failure of software vendor

Safeguards to avoid trading disruption in case of failure of software vendor

Testing of software used in or related to Trading and Risk Management

Guidelines for inspection of Depository Participants (DPs) by Depositories

Individual scrip wise price bands on non-F&O eligible scrip's in Index Derivatives

SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2014

SEBI (Issue and Listing of Debt Securities) (Amendment) Regulations, 2014

Change in Government Debt Investment Limits

Information Technology (IT) Governance for Depositories

Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

FII Position Limits in Exchange Traded Interest Rate Futures (IRF)

Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

SEBI (Procedure for Search and Seizure) Regulations, 2014

SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2014

SEBI (Collective Investment Schemes) (Amendment) Regulations, 2014

SEBI (Investor Protection and Education fund) (Amendment) Regulations, 2014

Operational Guidelines for Designated Depository Participants

SEBI (Foreign Portfolio Investors) Regulations, 2014

Delivery Instruction Slip (DIS) Issuance and Processing

Reporting of Trades in Securitised Debt Instruments in Trade Reporting Platforms and Clearing and Settlement of trades in Securitised Debt Instruments through Clearing Corporations

Know your client requirements

Consultation Paper on Infrastructure Investment Trusts

Rationalization of Periodic Call Auction for Illiquid Scrips

Declaration and Undertaking regarding PCC, MCV or equivalent structure by FIIs

Deposit Requirements for members of the Debt Segment

Report of the High Level Committee to review the Insider Trading Regulations

Exchange Traded Cash Settled Interest Rate Futures (IRF) on 10-Year Government of India Security

Simplification of demat account opening process

Illustrative format of Statement of Assets & Liabilities in SEBI (ICDR) Regulations, 2009

Consultation Paper on Proposed Regulation of Research Analysts

Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999

Circular on Infrastructure Debt Fund

Circular on Investments by FIIs/QFIs in Credit Enhanced Bonds

Discussion Paper on Proposals for allowing certain class of companies to file shelf prospectus for public issuance of non-convertible debt securities - Paper seeking public comments

Discussion Paper on 'Review of guidelines governing stock related employee benefit schemes'

Circular on Compliance with the provisions of Equity Listing Agreement by listed companies - Monitoring by Stock Exchanges

Discussion Paper on Draft Regulations -SEBI (Procedure for Search and Seizure) Regulations, 2013, for public comments

Annual System Audit of Stock Brokers / Trading Members

Issues pertaining to primary issuance of debt securities

Disclosure of Investor Complaints on websites of Stock Exchanges

Standardisation and Simplification of Procedures for Transmission of Securities

Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer

General Information Document for investing in IPOs

Centralized database for Corporate Bonds/ Debentures

Formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations)

Gold Exchange Traded Fund Scheme (Gold ETFs) and Gold Deposit Scheme (GDS) of Banks

Consultation paper on draft SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2013

Discussion Paper on SEBI (Real Estate Investment Trusts) Regulations, 2013

Discussion Paper on &#39;Review of policy for trade cancellation / annulment&#39;

Know Your Client Requirements

Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure

Amendment to bye-laws of recognised stock exchanges with respect to non-compliance of certain listing conditions and adopting Standard Operating Procedure for suspension and revocation of trading of shares of listed entities for such non compliances

Simplification of registration requirements for Stock Brokers

Unlisted Indian Companies allowed on a pilot basis for a period of two years to list and raise capital abroad without the requirement of prior or subsequent listing in India

Investor Grievance Redressal Mechanism

Arbitration Mechanism in Stock Exchanges

Formats for filing reports in terms of regulations 15 &#40;i&#41; and 20 &#40;j&#41; of SEBI &#40;Buy Back of Securities&#41; Regulations, 1998

Debt Allocation Mechanism for FII/QFI - Government debt securities

Know Your Client Requirements for Eligible Foreign Investors

Risk Management Framework for Dedicated Debt Segment on Stock Exchanges

Circular on Principles of Financial Market Infrastructures (PFMIs)

Index based market-wide circuit breaker mechanism

Guidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees

General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market

Discussion Paper on Revision of Clause 41 of Equity Listing Agreement

Testing of software used in or related to Trading and Risk Management

Investment by Qualified Foreign Investors (QFIs) in `to be listed` Indian Corporate Debt Securities

Application for change in category of the Alternative Investment Fund

Utilisation period for government debt limits

Operational, Prudential and Reporting Norms for Alternative Investment Funds (AIFs)

Decisions taken on FDI in the meeting chaired by the Prime Minister

FII/ QFI Investments in Security Receipts

Modification of Positition Limits and increasing margins in the Currency Derivative Segment

Arbitration Mechanism in Stock Exchanges - jurisdiction

Arbitration Mechanism in Stock Exchanges - Investor Service Centres

Report of the Committee on Rationalisation of Investment Routes and Monitoring of Foreign Portfolio Investments

Enhancement of Foreign Investment limit in Government debt

Submission of Report of Committee on Rationalisation of Investment Routes and Monitoring of Foreign Portfolio Investments

Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Notification- Constitution of a Standing Council of Experts to assess and make recommendations regarding the international competitiveness of the Indian Financial Sector, as announced

Press Release- Comments invited on FSLRC (Financial Sector Legislative Reforms Commission) Report

Clarification on SEBI's Circular dated August 13, 2012 providing for the "Manner of Dealing with Audit Reports filed by Listed Companies

Review of the Securities Lending and Borrowing (SLB) framework

Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism

Press Release SEBI (Investment Advisers) Regulations, 2013

Scheme of Arrangement under the Companies Act, 1956 Revised requirements for the Stock Exchanges and Listed Companies - Clarification

Broad Guidelines on Algorithmic Trading

SEBI Circular No. CIR/CFD/DIL/3/2013 dated January 17, 2013 - Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement- Clarification

Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Circular on Infrastructure Debt Fund

Redress of investor grievances through SEBI Complaints Redress System

Format for providing inputs / suggestions on the SEBI (Prohibition of Insider Trading) Regulations, 1992

Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Rationalisation of Debt Limits

Amendment to SEBI {(Know Your Client) Registration Agency} Regulations, 2011 and relevant circulars

Usage of electronic payment modes for making cash payments to the investors

Corporate bonds and Government securities as collateral

Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators

Product labeling in Mutual Funds

Debts of infrastructure projects being implemented under PPP mode and having model concession agreements to be treated as secured lending

Discussion Paper on Risk Management? Safer Markets for Investors

Sharing of information regarding issuer companies between Debenture Trustees and Credit Rating Agencies

Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Guidelines for Enabling Partial Two-Way Fungibility of Indian Depository Receipts (IDRs)

Gold Exchange Traded Fund Scheme (Gold ETFs) - Investment in Gold Deposit Scheme (GDS) of Banks

Introduction of Periodic Call Auction for Illiquid Scrips and Extension of Pre-Open Session to all Scrips

Liquidity Enhancement Schemes for Illiquid Securities in Equity Cash market

Increase in FII debt limit for Government and Corporate Debt category

Time Period for initial offering and allotment of units of Mutual Fund Scheme eligible under Rajiv Gandhi Equity Savings Scheme, 2012 (RGESS)

Scheme of Arrangement under the Companies Act, 1956 Revised requirements for the Stock Exchanges and Listed Companies

Broad Guidelines on Algorithmic Trading

Prior approval of the commission for relaxation of daily price limit beyond the maximum limit in the internationally referenceble contracts

Charging of Arbitration Fees from Clients

Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism

Guidelines for providing dedicated Debt Segment on Stock Exchanges

Guidelines on Identification of Beneficial Ownership

Application Supported by Blocked Amount (ASBA) facility

Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

SMS and Email alert facility to clients

Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement

Rationalisation process for obtaining PAN by Investors

Fortnightly distribution of data

Press Releases

SEBI to Unveil 'Demystified' IPO Process in Tech-Driven Market Overhaul

Apex Business Chambers thank SEBI for extending the timeline for implementation of regulation relating to verification of market rumors by listed companies

Fully committed to safeguard interests of minority shareholders: Tuhin Kanta Pandey, Secretary, DIPAM

Trust, transparency & disclosure key imperatives for capital markets: SEBI Chairperson

Momentous to have a 'Chairperson' at the helm of a prestigious institution: FICCI

FICCI welcomes SEBI's decision on separation of CMD Position

GIFT-IFSC poised to emerge as a leading fund destination for both Indian and foreign centric funds: Executive Director, IFSCA

Aadhaar has empowered people and helped in the disbursement of entitlement-based delivery of services: CEO, UIDAI

This decade will be a decade of high growth rate for India: Chief Economic Adviser, Ministry of Finance

Fiscal resources and reforms need to be balanced: Tuhin Kanta Pandey, Secretary, DIPAM, Ministry of Finance

Capital markets to play bigger role in funding economic growth: SEBI Chairman

FICCI 'CAPAM 2021' to focus on Beyond India@75

GST rates can be reduced further as tax base increases: Finance Secretary

Govt ready with incentives and development schemes to boost manufacturing in India: Secretary, DEA

G-Secs should be issued in demat form for new retail investors: SEBI Chairman

Privatization will bring actual value to Indian Economy: Secretary, DIPAM

To achieve global scale, Indian banking sector needs to implement Fintech: Chief Economic Adviser

SEBI assures of all steps to deepen commodity derivatives market; Education and awareness key to promote participation: S K Mohanty, Whole Time Member, SEBI

As the market grows, we need greater governance norms to keep the faith and trust of investors: SEBI Chairman Ajay Tyagi

Market‐based financing supplement to bank financing: SEBI chief Ajay Tyagi

Naina Lal Kidwai on the Free Fall in Markets Today

FICCI's Reaction to IIP Data for April 2012